Compliance Officer's Survival Series - Part 1: Assessing the 7 Critical Areas of Your Compliance Screening Process
Highlighting the advanced capabilities of FinScan, Innovative's sanctions and PEP screening solution.
Given the continued growth of regulatory requirements, organizations must take measures to ensure that their compliance processes and systems are equipped to stay up-to-date with the latest changes. This means that they should work like a well-oiled machine to be able to accommodate these ever-increasing requirements with maximum efficiency.
Based on actual implementations, this webinar will review the seven key areas that you should examine within your own screening process to ensure its effectiveness and identify gaps that may need to be addressed in order to remain nimble in the face of upcoming regulatory changes within your organization. The same criteria can also be used to evaluate a new process or system.
Specifically, we will delve into the following areas and review key questions that each organization should ask:
- System accuracy and performance
- Workflow and efficiency
- Compliance data coverage
- Reporting and documentation
- Training and vendor support
- Integration and migration
- Additional features
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